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Clinical Study| Volume 17, ISSUE 12, P1866-1874, December 2017

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Efficacy of Escherichia coli-derived recombinant human bone morphogenetic protein-2 in posterolateral lumbar fusion: an open, active-controlled, randomized, multicenter trial

Open AccessPublished:June 24, 2017DOI:https://doi.org/10.1016/j.spinee.2017.06.023

      Abstract

      Background Context

      The efficacy and safety of recombinant human bone morphogenetic protein-2 (rhBMP-2) as a bone graft substitute in spinal fusion has been widely researched. However, no study of the efficacy and safety of Escherichia coli-derived rhBMP-2 (E.BMP-2) with a hydroxyapatite (HA) carrier has been proposed.

      Purpose

      This study aimed to compare the efficacy and safety of fusion materials between E.BMP-2 and autogenous iliac bone graft in posterolateral fusion (PLF).

      Study Design/Setting

      An open, active-controlled, randomized, multicenter trial was carried out.

      Patient Sample

      This study included 93 patients who underwent single-level lumbar or lumbosacral PLF.

      Outcome Measures

      The primary outcome measure was computed tomography (CT)-based fusion rate at 12 and 24 weeks. Secondary outcome measures were fusion grade by radiographs and CT at 12 and 24 weeks and changes in Oswestry Disability Index (ODI), Short Form-36 (SF-36) Health Survey, and visual analogue scale (VAS).

      Methods

      Patients who underwent 1-level PLF (between L1 and S1) for severe spinal stenosis or grade 1 spondylolisthesis were randomized to receive E.BMP-2 with an HA carrier (E.BMP-2 group) or autogenous iliac bone graft (AIBG group). Thin-section CT (<2 mm), VAS, ODI, and SF-36 were obtained pre- and postoperatively at 12 and 24 weeks. Outcome measures were compared between the groups.

      Results

      A total of 100 patients were enrolled in this trial. Among them, 93 patients underwent planned surgery. Preoperative demographic and clinical data showed no difference between groups. CT-based fusion rates were 100.0% (41/41) for the E.BMP-2 group and 90.2% (46/51) for the AIBG group (p=.062) at 12 weeks and 100.0% (41/41) and 94.1% (48/51) (p=.251) at 24 weeks, respectively. Fusion grade based on radiographs and CT showed non-inferiority of the E.BMP-2 group compared with the AIBG group. All clinical parameters improved postoperatively. However, there was no difference in changes in VAS, ODI, or SF-36 between the groups. No serious adverse event related to E.BMP-2 was found.

      Conclusions

      The fusion rate of E.BMP-2 was comparable with that of AIBG following PLF. Good clinical efficacy and safety of E.BMP-2 in spinal fusion were also revealed. It was also suggested that HA shows suitability as a carrier for E.BMP-2. Thus, E.BMP-2 with an HA carrier can be an alternative bone graft material in spinal fusion.

      Keywords

      Introduction

      Posterior lumbar interbody fusion or posterolateral fusion (PLF) is a frequently used procedure following wide decompression caused by spinal stenosis or spondylolisthesis. Traditionally, iliac crest bone graft was used to achieve solid bone fusion in spinal surgery. However, there were several problems, such as donor-site morbidity and insufficient volume in cases of osteoporosis or PLF [
      • Sasso R.C.
      • LeHuec J.C.
      • Shaffrey C.
      Iliac crest bone graft donor site pain after anterior lumbar interbody fusion: a prospective patient satisfaction outcome assessment.
      ]. To avoid the disadvantages of iliac bone graft, various bone graft substitutes, including local bone, allograft, or demineralized bone matrix, have been attempted and studied [
      • Fu T.S.
      • Wang I.C.
      • Lu M.L.
      • Hsieh M.K.
      • Chen L.H.
      • Chen W.J.
      The fusion rate of demineralized bone matrix compared with autogenous iliac bone graft for long multi-segment posterolateral spinal fusion.
      ,
      • Tilkeridis K.
      • Touzopoulos P.
      • Ververidis A.
      • Christodoulou S.
      • Kazakos K.
      • Drosos G.I.
      Use of demineralized bone matrix in spinal fusion.
      ].
      Recently, recombinant human bone morphogenetic protein-2 (rhBMP-2) has been widely researched as a bone graft substitute, which is known to have an osteoinductive activity [
      • Agarwal R.
      • Williams K.
      • Umscheid C.A.
      • Welch W.C.
      Osteoinductive bone graft substitutes for lumbar fusion: a systematic review.
      ,
      • Carlisle E.
      • Fischgrund J.S.
      Bone morphogenetic proteins for spinal fusion.
      ]. Previously, mammalian origin cell lines, such as Chinese Hamster Ovary cells, were used to purify rhBMP-2 [
      • Israel D.I.
      • Nove J.
      • Kerns K.M.
      • Moutsatsos I.K.
      • Kaufman R.J.
      Expression and characterization of bone morphogenetic protein-2 in Chinese hamster ovary cells.
      ]. However, this method incurred low yield and high cost for obtaining sufficient amounts of rhBMP-2 because of a post-translational problem [
      • Vallejo L.F.
      • Brokelmann M.
      • Marten S.
      • et al.
      Renaturation and purification of bone morphogenetic protein-2 produced as inclusion bodies in high-cell-density cultures of recombinant Escherichia coli.
      ]. To overcome this problem, Escherichia coli-derived rhBMP-2 (E.BMP-2) has been researched as an alternative, and comparable efficacy has been reported [
      • Bessho K.
      • Konishi Y.
      • Kaihara S.
      • Fujimura K.
      • Okubo Y.
      • Iizuka T.
      Bone induction by Escherichia coli-derived recombinant human bone morphogenetic protein-2 compared with Chinese hamster ovary cell-derived recombinant human bone morphogenetic protein-2.
      ,
      • Bessa P.C.
      • Pedro A.J.
      • Klosch B.
      • et al.
      Osteoinduction in human fat-derived stem cells by recombinant human bone morphogenetic protein-2 produced in Escherichia coli.
      ]. Regardless of the economic advantage with large quantity production, the efficacy of E.BMP-2 has been questioned because dimerization does not occur in the final structure. In fact, it was reported that the osteoblastic differentiation by E.BMP-2 in mesenchymal stem cells was inferior to that in Chinese Hamster Ovary cell rhBMP-2 [
      • Kimura M.
      • Zhao M.
      • Zellin G.
      • Linde A.
      Bone-inductive efficacy of recombinant human bone morphogenetic protein-2 expressed in Escherichia coli: an experimental study in rat mandibular defects.
      ]. However, it has been reported that the efficacy of both forms of rhBMP-2 showed no difference for in vivo studies [
      • Bessho K.
      • Konishi Y.
      • Kaihara S.
      • Fujimura K.
      • Okubo Y.
      • Iizuka T.
      Bone induction by Escherichia coli-derived recombinant human bone morphogenetic protein-2 compared with Chinese hamster ovary cell-derived recombinant human bone morphogenetic protein-2.
      ,
      • Yano K.
      • Hoshino M.
      • Ohta Y.
      • et al.
      Osteoinductive capacity and heat stability of recombinant human bone morphogenetic protein-2 produced by Escherichia coli and dimerized by biochemical processing.
      ]. Osteoinductivity of E.BMP-2 has also been reported in many studies [
      • Bessa P.C.
      • Pedro A.J.
      • Klosch B.
      • et al.
      Osteoinduction in human fat-derived stem cells by recombinant human bone morphogenetic protein-2 produced in Escherichia coli.
      ,
      • Yano K.
      • Hoshino M.
      • Ohta Y.
      • et al.
      Osteoinductive capacity and heat stability of recombinant human bone morphogenetic protein-2 produced by Escherichia coli and dimerized by biochemical processing.
      ,
      • Lee J.H.
      • Kim C.S.
      • Choi K.H.
      • et al.
      The induction of bone formation in rat calvarial defects and subcutaneous tissues by recombinant human BMP-2, produced in Escherichia coli.
      ]. Furthermore, high purity has been suggested by dimerization through biochemical processing [
      • Yano K.
      • Hoshino M.
      • Ohta Y.
      • et al.
      Osteoinductive capacity and heat stability of recombinant human bone morphogenetic protein-2 produced by Escherichia coli and dimerized by biochemical processing.
      ,
      • Vallejo L.F.
      • Rinas U.
      Optimized procedure for renaturation of recombinant human bone morphogenetic protein-2 at high protein concentration.
      ].
      Application of rhBMP-2 requires carriers. Previously, a collagen carrier was frequently used [
      • Geiger M.
      • Li R.H.
      • Friess W.
      Collagen sponges for bone regeneration with rhBMP-2.
      ]. However, it exhibits poor osteoconductivity and poor affinity for rhBMP2. Subsequently, calcium phosphate-based ceramics were suggested to overcome these disadvantages [
      • Lee J.H.
      • Ryu M.Y.
      • Baek H.R.
      • et al.
      Effects of porous beta-tricalcium phosphate-based ceramics used as an E. coli-derived rhBMP-2 carrier for bone regeneration.
      ]. Additionally, osteoinductive activity by E.BMP-2 with a hydroxyapatite (HA) carrier was proposed in an animal model [
      • Lee J.H.
      • Yu C.H.
      • Yang J.J.
      • et al.
      Comparative study of fusion rate induced by different dosages of Escherichia coli-derived recombinant human bone morphogenetic protein-2 using hydroxyapatite carrier.
      ].
      Therefore, we attempted to reveal the efficacy and safety of E.BMP-2 with an HA carrier when applied to lumbar posterolateral fusion. Although there have been several studies comparing clinical outcomes and safety profiles between rhBMP-2 and autogenous iliac bone graft (AIBG) in lumbar fusion surgery, this is the first study to analyze the efficacy and safety of E.BMP-2 with an HA carrier compared with AIBG in spinal fusion. Thus, this study aims to compare clinical efficacy and safety of E.BMP-2 with an HA carrier and AIBG as bone graft substitutes in lumbar PLF.

      Materials and methods

      Study design

      This study was an open, active-controlled, randomized, multicenter trial. Patients were enrolled competitively in eight institutions from March 2013 to March 2016 after approval from the institutional review board at each institution. This trial was registered in ClinicalTrials.gov (NCT01764906) and was conducted following the principles of the Declaration of Helsinki and guidelines of Good Clinical Practice.
      Inclusion criteria were as follows: (1) 18–80 years old and (2) patients requiring one-level posterior decompression and L1 and S1 fusion because of severe spinal stenosis, grade 1 spondylolisthesis, or spondylolysis. Exclusion criteria were as follows: (1) average spine T-score <−3.0 on dual-energy X-ray absorptiometry, (2) history of cancer (<5-year disease-free state is confirmed), (3) serum calcium and phosphorous level below −30% of the normal lower limit or above 30% of the normal upper limit, (4) patients who cannot stop anticoagulation therapy, (5) diabetes with serious complications, (6) female patients in their childbearing years who do not agree with contraception during the clinical trial period, and (7) specific conditions including psychological problems, drug intoxication, liver disease, kidney disease, respiratory disease, or metabolic disease.
      Evidence & Methods

      Context

      The authors performed an RCT looking at fusion rates and clinical outcomes between E. coli-derived rhBMP-2 in an HA carrier and ICBG for single-level instrumented posterolateral fusions.

      Contribution

      They found no statistically significant differences in fusion rates, functional and pain outcomes, and complication rates.

      Implications

      The basic methodology in this study is solid, but caution is worthwhile. Concerns include the short-term follow-up (24 weeks); the ability to accurately assess fusion when HA hasn't yet resorbed; no mention of costs/value (ICBG fused and had equal postop pain—so the older arguments for BMPs that included differences in need for revision and morbidities don't apply); and financial conflicts of interest. Previous studies of rhBMP-2 in posterolateral fusion have shown increased risk of early radicular pain and seroma (which were not directly assessed in this study), and the need for high doses to obtain fusion that likely increase the risk potential.
      History, vital signs, and informed consent were obtained during the screening period. Patients were regularly followed up at 2, 12, and 24 weeks postoperatively. Plain radiographs were obtained and laboratory tests were conducted at every visit, and three-dimensional computed tomography (CT, thin cut, <2 mm) was obtained at 12 and 24 weeks postoperatively. Clinical outcomes were evaluated by the visual analogue scale (VAS) concerning back and leg pain, Oswestry Disability Index (ODI), and Short Form-36 (SF-36) Health Survey preoperatively and 12 and 24 weeks postoperatively.

      Randomization

      Enrolled patients were randomized to two groups in a 1:1 ratio. Randomization was conducted through an interactive web response system. To minimize bias, stratified block randomization by each institution was used. Randomized allocation codes were generated by PROC PLAN procedure using the Statistical Analysis System (SAS Institute Inc, Cary, NC, USA). Surgeons were blinded until the operation day, and could not identify randomization codes for patients in advance.

      Intervention

      Lumbar PLF was performed as a routine matter. After posterior midline approach, decompression with laminectomy and flavectomy was performed. Pedicle screw fixation in the involved level and assigned bone graft materials were applied between two transverse processes. In the E.BMP-2 group, we used Novosis (Bioalpha Inc, Gyeonggi-do, Korea), which was E.coli-derived rhBMP-2 with an HA carrier. About 3 g (8 cc) of HA was soaked with 1 vial (3.0 mg) of E.BMP-2 and applied in the intertransverse space with caution to avoid leaking into the neural structure. This process was repeated in the contralateral side. In the AIBG group, about 8 cc of iliac bone graft was used in each side. The bone graft from laminectomy was not used in both groups. Then, wound closure was performed after applying suction drainage.

      Outcome measures

      The primary outcome measure was CT-based fusion rate at 12 and 24 weeks. The fusion status was assessed by bone bridging in coronal reconstruction images of CT scans. Secondary outcome measures were fusion grade by radiographs and CT at 12 and 24 weeks, and percent change from baseline of ODI, SF-36, and VAS. Fusion grade was defined as follows: grade 1—no fusion; grade 2—partial or limited unilateral; grade 3—partial or limited bilateral; grade 4—solid unilateral; grade 5—solid bilateral [
      • Glassman S.D.
      • Dimar J.R.
      • Carreon L.Y.
      • Campbell M.J.
      • Puno R.M.
      • Johnson J.R.
      Initial fusion rates with recombinant human bone morphogenetic protein-2/compression resistant matrix and a hydroxyapatite and tricalcium phosphate/collagen carrier in posterolateral spinal fusion.
      ]. Fusion grades 2, 3, 4, and 5 were defined as “fusion.” Radiological outcomes were assessed twice at a one-month interval by two independent radiologists who were not involved with any other aspects of the study.
      Percent change from baseline of ODI, SF-36, and VAS was calculated as (ODI, SF-36, and VAS at each visit − Baseline)/Baseline × 100 (%). In case of SF-36, mean score was used in the calculation after converting the score of each item to a scale of 0–100.

      Safety evaluation

      Safety of E.BMP-2 was evaluated by occurrence and severity of all adverse events. Treatment-emergent adverse events were analyzed by each group and each part of the body. Each event was assessed for a relationship with E.BMP-2.

      Statistical analysis

      Sample size was estimated using the study of Glassman et al. [
      • Glassman S.D.
      • Dimar J.R.
      • Carreon L.Y.
      • Campbell M.J.
      • Puno R.M.
      • Johnson J.R.
      Initial fusion rates with recombinant human bone morphogenetic protein-2/compression resistant matrix and a hydroxyapatite and tricalcium phosphate/collagen carrier in posterolateral spinal fusion.
      ]. In this study, fusion grades at 24 weeks were 4.35±1.11 and 3.16±1.44 in the rhBMP-2 group and AIBG group, respectively. In this regard, the limit of non-inferiority was established as 1.1. The null hypothesis was that the inferiority of E.BMP-2 to autogenous iliac bone graft, based on CT-based fusion grade at 24 weeks, would be greater than the non-inferiority limit (fusion grade in the E.BMP group − fusion grade in the AIBG group >−1.1). To obtain a power of 90% with an alpha of 0.05, 40 patients were required for each group with a 1:1 randomization ratio. Finally, 50 patients were to be enrolled in each group in anticipation of a 20% follow-up loss.
      Demographic data were analyzed descriptively. Comparative analysis between the groups was performed using the two-sample t test or Wilcoxon rank sum test for continuous variables and chi-square test or Fischer exact test for categorical variables. Intraobserver and interobserver agreements were assessed by calculating intraclass correlation coefficients (ICCs), with ICCs of 0.8 to 1.0, 0.6–0.79, and <0.6 defined as good, moderate, and poor, respectively. All statistical analyses were performed using the Statistical Analysis System (SAS Institute Inc). p-Values <.05 were considered statistically significant.

      Results

      Patients

      Among the 103 patients screened, 100 patients were randomized into the two groups. After exclusion (5 withdrawal, 1 violation of the protocol, and 1 incompatibility judged by the investigator), the intention-to-treat analysis of the outcomes was based on 93 patients (42 for the BMP-2 group and 51 for the AIBG group). Enrollment, allocation, and exclusion are summarized in Fig. 1. Per-protocol analysis was based on 87 patients after excluding a further six patients who violated the protocols during follow-up. Six violations of protocols were as follows: 2 absence of 24-week CT scans, and 4 uses of prohibited drugs or therapies.
      Fig. 1
      Fig. 1Flow diagram showing the process of enrollment, allocation, follow-up, and analysis.
      Demographic and baseline characteristics did not differ between the E.BMP-2 and AIBG groups (Table 1). Operation time (168 minutes vs. 180 minutes, p=.148), degree of transfusion (484 mL vs. 558 mL, p=.376), and hospitalization period (10.2 vs. 10.4 days, p=.553) did not differ between the groups.
      Table 1Demographic and baseline characteristics
      E.BMP-2 group

      (n=42)
      AIBG group

      (n=51)
      p-Value
      Age (y)64.9±8.462.0±9.2.121
      Gender.533
       Male20 (47.6%)21 (41.2%)
       Female22 (52.8%)30 (58.8%)
      Height (cm)160.4±9.2160.1±9.0.982
      Weight (kg)64.4±9.666.4±10.8.354
      BMI (kg/m2)25.0±3.125.9±3.3.214
      Smoking.345
       Current smoker4 (9.5%)6 (11.8%)
       Ex-smoker6 (14.3%)13 (25.5%)
       Non-smoker32 (76.2%)32 (62.7%)
      Drinking1.000
       Current drinker13 (40.0%)17 (33.4%)
       Ex-drinker4 (9.5%)4 (7.8%)
       Non-drinker25 (59.5%)30 (58.8%)
      BMD (T-score)−0.4±1.5−0.2±1.7.555
      Radiological findings
       Grade 1 spondylolisthesis22 (52.4%)25 (49.0%)
       Spinal stenosis31 (73.8%)43 (84.3%)
       Spondylolysis02 (3.9%)
       Herniated intervertebral disc7 (16.7%)14 (27.5%)
      E.BMP-2, Escherichia coli-derived recombinant human bone morphogenetic protein-2; AIBG, autogenous iliac bone graft; BMI, body mass index; BMD, bone mineral density.

      Primary outcome measure

      CT-based fusion rates showed no difference between the groups. Fusion rates at 12 weeks were 100.0% (42/42) in the E.BMP-2 group and 90.2% (46/51) in the AIBG group (p=.062). Fusion rates at 24 weeks were 100.0% (41/41) in the E.BMP-2 group and 94.1% (48/51) in the AIBG group (p=.251).
      Characteristics of fusion in CT images were slightly different between the groups. Although fusion mass was detected in both groups, HA carriers remained without resorption in the E.BMP-2 group. However, continuity of fused mass was more uniformly observed in the AIBG group than the E.BMP-2 group (Fig. 2).
      Fig. 2
      Fig. 2Characteristics of fusion mass taken in postoperative 12 weeks. (A) Fusion mass in a radiograph in the E.BMP-2 group (arrows). (B) Remaining HA carrier without resorption in the E.BMP-2 group. (C) Fusion mass in a radiograph in the AIBG group (arrows) (D) Continuously fused mass in the AIBG group. AIBG, autogenous iliac bone graft; E.BMP-2, Escherichia coli-derived recombinant human bone morphogenetic protein-2; HA, hydroxyapatite.

      Secondary outcome measures and adverse events

      Fusion grade based on radiographs and CT at 12 and 24 weeks are compared in Table 2. In all analyses, lower limit of the 95% confidence interval was greater than the non-inferiority limit (−1.1). Intraobserver agreements were good (ICC=0.836 for rater 1 and 0.802 for rater 2). Interobserver agreements were moderate (ICC=0.785 for the first rating and 0.748 for the second rating). Clinical parameters showed improvement postoperatively in both groups. VAS (lumbar, right leg, and left leg), ODI, and SF-36 at baseline, 12 weeks, and 24 weeks are described in Fig. 3. No differences for each clinical parameter were observed between the groups at baseline, 12 weeks, and 24 weeks. In addition, percent change from baseline of VAS, ODI, and SF-36 showed no difference at 12 and 24 weeks between the groups (Table 3).
      Table 2Fusion grade based on radiographs and CT scans at 12 and 24 weeks
      E.BMP-2 group

      (n=42)
      AIBG group

      (n=51)
      p-Value
      Fusion grade by radiographs (12 wk)4.86±0.474.20±1.00<.001
      Mean difference (95% CI)0.66 (0.33, 0.99)
      Fusion grade by radiographs (24 wk)4.98±0.164.04±1.09<.001
      Mean difference (95% CI)0.93 (0.60, 1.27)
      Fusion grade by CT (12 wk)4.48±0.834.02±0.93.013
      Mean difference (95% CI)0.46 (0.09, 0.82)
      Fusion grade by CT (24 wk)4.56±0.813.98±0.94<.001
      Mean difference (95% CI)0.61 (0.25, 0.97)
      E.BMP-2, Escherichia coli-derived recombinant human bone morphogenetic protein-2; AIBG, autogenous iliac bone graft; CT, computed tomography; CI, confidence interval.
      Fig. 3
      Fig. 3Comparison of clinical parameters between the groups. (A) Oswestry Disability Index (ODI), (B) Short Form-36 (SF-36), (C) Visual analogue scale (VAS) (lumbar), (D) VAS (left leg), (E) VAS (right leg). AIBG, autogenous iliac bone graft; E.BMP-2, Escherichia coli-derived recombinant human bone morphogenetic protein-2.
      }Table 3Percent changes from baseline of VAS, ODI, and SF-36
      E.BMP-2 group

      (n=42)
      AIBG group

      (n=51)
      p-Value
      VAS (lumbar) at 12 wk−66.4±33.3−37.8±97.7.288
      Mean difference (95% CI)−28.62 (−59.42, 2.18)
      VAS (lumbar) at 24 wk−56.4±37.9−42.4±88.3.814
      Mean difference (95% CI)−14.08 (−42.91, 14.75)
      VAS (left leg) at 12 wk−70.1±43.5−47.0±106.3.819
      Mean difference (95% CI)−23.08 (−57.78, 11.62)
      VAS (left leg) at 24 wk−67.3±40.9−56.1±77.8.247
      Mean difference (95% CI)−11.17 (−37.92, 15.59)
      VAS (right leg) at 12 wk−47.6±124.5−68.4±46.7.651
      Mean difference (95% CI)20.75 (−22.72, 64.22)
      VAS (right leg) at 24 wk−38.4±142.6−64.3±81.2.404
      Mean difference (95% CI)25.83 (−27.46, 79.12)
      ODI at 12 wk−29.8±48.7−36.1±44.8.480
      Mean difference (95% CI)6.35 (−12.92, 25.62)
      ODI at 24 wk−39.1±44.6−38.3±43.6.960
      Mean difference (95% CI)−0.79 (−19.13, 17.56)
      SF-36 at 12 wk50.2±62.850.3±87.1.881
      Mean difference (95% CI)−0.10 (−31.05, 30.86)
      SF-36 at 24 wk60.3±74.360.0±87.4.684
      Mean difference (95% CI)0.29 (−33.82, 34.40)
      E.BMP-2, Escherichia coli-derived recombinant human bone morphogenetic protein-2; AIBG, autogenous iliac bone graft; VAS, visual analogue scale; ODI, Oswestry Disability Index; SF-36, Short Form-36 Health Survey; CI, confidence interval.
      The most frequently observed adverse events were constipation (11 patients in the E.BMP-2 group and 10 patients in the AIBG group) and pyrexia (9 patients in the E.BMP-2 group and 13 patients in the AIBG group). However, there was no difference for overall adverse events between the groups (p=.975). Serious treatment-emergent adverse events were detected in 9 patients (10 cases): two for the E.BMP-2 group and eight for the AIBG group (Table 4, p=.173). However, no events were related to the medical device. No deaths or serious complications leading to trial termination were found. In addition, no difference of laboratory tests was found between two groups.
      Table 4Incidence of serious treatment-emergent adverse events
      E.BMP-2 group

      (n=42)
      AIBG group

      (n=51)
      p-Value
      Overall2 (4.8%)8 (15.7%).107
      Pyrexia1 (2.4%)1 (2.0%)
      Pneumonia01 (2.0%)
      Urinary tract infection01 (2.0%)
      Postoperative hematoma01 (2.0%)
      Wound dehiscence01 (2.0%)
      Abdominal pain1 (2.4%)0
      Muscular weakness01 (2.0%)
      Normal pressure hydrocephalus01 (2.0%)
      Deep vein thrombosis01 (2.0%)
      E.BMP-2, Escherichia coli-derived recombinant human bone morphogenetic protein-2; AIBG, autogenous iliac bone graft.

      Discussion

      The efficacy of rhBMP-2 in spinal surgery has been widely researched. Many studies revealed comparable fusion rates and clinical outcomes for rhBMP-2 as a bone graft substitute in different types of spinal fusion. More rapid incorporation and formation of fusion mass was suggested when rhBMP-2 was used as a bone graft substitute in PLF [
      • Glassman S.D.
      • Dimar J.R.
      • Carreon L.Y.
      • Campbell M.J.
      • Puno R.M.
      • Johnson J.R.
      Initial fusion rates with recombinant human bone morphogenetic protein-2/compression resistant matrix and a hydroxyapatite and tricalcium phosphate/collagen carrier in posterolateral spinal fusion.
      ]. In another multicenter trial, the fusion rate was higher in the rhBMP-2 group than in the autograft group (94% vs. 69%, p=.007), although clinical outcomes were not different [
      • Hurlbert R.J.
      • Alexander D.
      • Bailey S.
      • et al.
      rhBMP-2 for posterolateral instrumented lumbar fusion: a multicenter prospective randomized controlled trial.
      ]. The efficacy of E.BMP-2 as an alternative to mammalian cell origin rhBMP-2 was also suggested in animal studies [
      • Hwang C.J.
      • Lee J.H.
      • Baek H.-R.
      • Chang B.-S.
      • Lee C.K.
      Evaluation of the efficacy of Escherichia coli-derived recombinant human bone morphogenetic protein-2 in a mini-pig spinal anterior interbody fusion model.
      ,
      • Kong C.B.
      • Lee J.H.
      • Baek H.R.
      • Lee C.K.
      • Chang B.S.
      Posterolateral lumbar fusion using Escherichia coli-derived rhBMP-2/hydroxyapatite in the mini pig.
      ]. Additionally, osteoinductivity of E.BMP-2 was comparable with that of mammalian cell BMP-2 [
      • Lee J.
      • Lee E.N.
      • Yoon J.
      • et al.
      Comparative study of Chinese hamster ovary cell versus Escherichia coli-derived bone morphogenetic protein-2 using the critical-size supraalveolar peri-implant defect model.
      ,
      • Kim I.S.
      • Lee E.N.
      • Cho T.H.
      • et al.
      Promising efficacy of Escherichia coli recombinant human bone morphogenetic protein-2 in collagen sponge for ectopic and orthotopic bone formation and comparison with mammalian cell recombinant human bone morphogenetic protein-2.
      ]. Based on our study, efficacy of E.BMP-2 with an HA carrier in spinal fusion was comparable with that of an autograft. Moreover, there was a trend of early fusion in the E.BMP-2 group compared with the AIBG group (100.0% vs. 90.2%, at 3 months), although it did not reach statistical significance (p=.062). This difference disappeared 6 months postoperatively (p=.251). This means that more rapid fusion might be induced by E.BMP-2. Osteoinductive activity to induce rapid fusion will be critical for patients with specific conditions, such as osteoporosis. This activity could be increased by a higher dosage of E.BMP-2, which was supported by previous studies [
      • Lee J.H.
      • Yu C.H.
      • Yang J.J.
      • et al.
      Comparative study of fusion rate induced by different dosages of Escherichia coli-derived recombinant human bone morphogenetic protein-2 using hydroxyapatite carrier.
      ,
      • Hwang C.J.
      • Lee J.H.
      • Baek H.-R.
      • Chang B.-S.
      • Lee C.K.
      Evaluation of the efficacy of Escherichia coli-derived recombinant human bone morphogenetic protein-2 in a mini-pig spinal anterior interbody fusion model.
      ].
      However, the toxicity of E.BMP-2 can be a problem with higher dosage. No observed adverse effects occurred with the intravenous administration of 0.5 mg/kg E.BMP-2 in rats [
      • Lee J.H.
      • Lee E.N.
      • Nam S.H.
      The short-term effects of repetitive E. coli-derived rhBMP-2 administration through intravenous injection in rats.
      ]. It was also suggested that the lethal dose of E.BMP-2 would be higher than 7.0 mg/kg in rats [
      • Lee J.H.
      • Lee E.N.
      • Chang B.S.
      • Lee C.K.
      Acute intravenous injection toxicity study of Escherichia coli-derived recombinant human bone morphogenetic protein-2 in rat.
      ]. These studies showed relative safety of E.BMP-2. We used 3 mg of E.BMP-2 bilaterally. If we assume that the mean weight of patients is 60 kg, then 0.1 mg/kg is the corresponding dose used herein. This is thought to be a safe dose based on previous toxicology studies. In fact, no E.BMP-2-related complications were observed during this trial.
      Conversely, there have been several reports expressing concern because of high complication rates. High subsidence rate and end plate resorption were frequently reported, although their clinical significance was not clearly revealed [
      • Michielsen J.
      • Sys J.
      • Rigaux A.
      • Bertrand C.
      The effect of recombinant human bone morphogenetic protein-2 in single-level posterior lumbar interbody arthrodesis.
      ,
      • Fox M.G.
      • Goldberg J.M.
      • Gaskin C.M.
      • et al.
      MRI of transforaminal lumbar interbody fusion: imaging appearance with and without the use of human recombinant bone morphogenetic protein-2 (rhBMP-2).
      ,
      • Singh K.
      • Nandyala S.V.
      • Marquez-Lara A.
      • et al.
      Clinical sequelae after rhBMP-2 use in a minimally invasive transforaminal lumbar interbody fusion.
      ,
      • Lewandrowski K.U.
      • Nanson C.
      • Calderon R.
      Vertebral osteolysis after posterior interbody lumbar fusion with recombinant human bone morphogenetic protein 2: a report of five cases.
      ,
      • Vaidya R.
      • Weir R.
      • Sethi A.
      • Meisterling S.
      • Hakeos W.
      • Wybo C.D.
      Interbody fusion with allograft and rhBMP-2 leads to consistent fusion but early subsidence.
      ]. Painful seroma formation, which required revision surgery, was reported in 4.6% of the patients [
      • Garrett M.P.
      • Kakarla U.K.
      • Porter R.W.
      • Sonntag V.K.
      Formation of painful seroma and edema after the use of recombinant human bone morphogenetic protein-2 in posterolateral lumbar spine fusions.
      ]. Soft tissue swelling can be a life-threatening complication, especially in cervical anterior surgery [
      • Carragee E.J.
      • Hurwitz E.L.
      • Weiner B.K.
      A critical review of recombinant human bone morphogenetic protein-2 trials in spinal surgery: emerging safety concerns and lessons learned.
      ]. This critical safety issue prevented widespread use of rhBMP-2, especially in the cervical spine [
      • Schroeder G.D.
      • Hsu W.K.
      • Kepler C.K.
      • et al.
      Use of recombinant human bone morphogenetic protein-2 in the treatment of degenerative spondylolisthesis.
      ,
      • Poeran J.
      • Opperer M.
      • Rasul R.
      • et al.
      Change in off-label use of bone morphogenetic protein in spine surgery and associations with adverse outcome.
      ]. In addition, retrograde ejaculation [
      • Carragee E.J.
      • Mitsunaga K.A.
      • Hurwitz E.L.
      • Scuderi G.J.
      Retrograde ejaculation after anterior lumbar interbody fusion using rhBMP-2: a cohort controlled study.
      ,
      • Comer G.C.
      • Smith M.W.
      • Hurwitz E.L.
      • Mitsunaga K.A.
      • Kessler R.
      • Carragee E.J.
      Retrograde ejaculation after anterior lumbar interbody fusion with and without bone morphogenetic protein-2 augmentation: a 10-year cohort controlled study.
      ,
      • Vavken J.
      • Mameghani A.
      • Vavken P.
      • Schaeren S.
      Complications and cancer rates in spine fusion with recombinant human bone morphogenetic protein-2 (rhBMP-2).
      ], direct neural toxicity [
      • Rowan F.E.
      • O'Malley N.
      • Poynton A.
      RhBMP-2 use in lumbar fusion surgery is associated with transient immediate post-operative leg pain.
      ,
      • Lykissas M.G.
      • Aichmair A.
      • Sama A.A.
      • et al.
      Nerve injury and recovery after lateral lumbar interbody fusion with and without bone morphogenetic protein-2 augmentation: a cohort-controlled study.
      ], and foraminal ossification were suggested by many studies [
      • Hoffmann M.F.
      • Jones C.B.
      • Sietsema D.L.
      Complications of rhBMP-2 utilization for posterolateral lumbar fusions requiring reoperation: a single practice, retrospective case series report.
      ].
      Nevertheless, there is also support for the safety of rhBMP-2 [
      • Faundez A.
      • Tournier C.
      • Garcia M.
      • Aunoble S.
      • Le Huec J.C.
      Bone morphogenetic protein use in spine surgery-complications and outcomes: a systematic review.
      ,
      • Lubelski D.
      • Abdullah K.G.
      • Steinmetz M.P.
      • et al.
      Adverse events with the use of rhBMP-2 in thoracolumbar and lumbar spine fusions: a 9-year institutional analysis.
      ]. However, it would be prudent to judge the risk of complications based on the recent meta-analysis [
      • Vavken J.
      • Mameghani A.
      • Vavken P.
      • Schaeren S.
      Complications and cancer rates in spine fusion with recombinant human bone morphogenetic protein-2 (rhBMP-2).
      ]. They demonstrated a higher rate of general complications as well as retrograde ejaculation, heterotopic ossification, and cervical tissue swelling. In our study, the incidence of general complications as well as serious adverse events did not differ between the groups. Because degrees of improvement in clinical outcomes did not differ between the groups, it was inferred that the risk of neuritis or symptomatic seroma formation did not increase. However, because the trial period of this study was 24 weeks from the surgery, only short-term complications could be detected. In fact, one of the concerns of using rhBMP-2 was the risk of cancer development. This concern resulted from the possible activation of BMP receptors in various cancer types. However, the risk of developing a new cancer was not likely to be higher than expected. In one retrospective cohort study of 527 patients, the standardized incidence ratio for cancer was 0.84 [0.56–1.21] [
      • Malham G.M.
      • Giles G.G.
      • Milne R.L.
      • Blecher C.M.
      • Brazenor G.A.
      Bone morphogenetic proteins in spinal surgery: what is the fusion rate and do they cause cancer?.
      ]. In addition, no correlation was reported between the use of rhBMP-2 and development of cancer (hazard ratio=0.99 [0.95–1.02]) in another large-scale retrospective cohort study [
      • Cooper G.S.
      • Kou T.D.
      Risk of cancer after lumbar fusion surgery with recombinant human bone morphogenic protein-2 (rh-BMP-2).
      ].
      The applicability of rhBMP-2 is another important issue. Stable carriers with high osteoconductive activity and good affinity for rhBMP-2 are required to enhance the osteoinductive activity of rhBMP-2. Although collagen carriers were frequently used in the past, HA has been suggested as an alternative. The HA granules existed in CT images 6 months postoperatively without resorption, which means stability of HA as a carrier. Its higher affinity with E.BMP-2 has been proposed by several studies [
      • Kong C.B.
      • Lee J.H.
      • Baek H.R.
      • Lee C.K.
      • Chang B.S.
      Posterolateral lumbar fusion using Escherichia coli-derived rhBMP-2/hydroxyapatite in the mini pig.
      ,
      • Chung C.H.
      • Kim Y.K.
      • Lee J.S.
      • Jung U.W.
      • Pang E.K.
      • Choi S.H.
      Rapid bone regeneration by Escherichia coli-derived recombinant human bone morphogenetic protein-2 loaded on a hydroxyapatite carrier in the rabbit calvarial defect model.
      ]. The suitability of HA as a carrier for E.BMP-2 was also confirmed in this study.
      This study has a few limitations. First, drop-out rate (13%) due to the violation of the protocol or withdrawal was not low, even though follow-up loss was absent. This was mainly caused by the strict regulation protocol. Second, the number of enrolled patients were not equal among the institutions because enrollment was conducted in a competitive manner. However, no differences of outcomes were found among the institutions. Third, quality of bone fusion was not assessed. In a previous study, quality of bone fusion by rhBMP-2 was reported to be inferior to that of AIBG in anterior lumbar interbody fusion [
      • Flouzat-Lachaniette C.H.
      • Ghazanfari A.
      • Bouthors C.
      • Poignard A.
      • Hernigou P.
      • Allain J.
      Bone union rate with recombinant human bone morphogenic protein-2 versus autologous iliac bone in PEEK cages for anterior lumbar interbody fusion.
      ]. We did not assess the quality of bone fusion due to remaining HA granules in the E.BMP-2 group, while continuous bone fusion mass was obviously found for the AIBG group in CT images. Fourth, the follow-up period was not adequate to evaluate long-term clinical outcomes and safety. Regardless of the above limitations, this prospective randomized controlled trial is thought to be worthy of notice based on the solid study design with reliable sample size estimation and strict study protocol. However, this is the first study to compare the efficacy and safety of bone graft substitutes between E.BMP-2 with an HA carrier and AIBG in PLF.
      In conclusion, the fusion rate with E.BMP-2 was comparable with AIBG following PLF. Good clinical efficacy and safety of E.BMP-2 in spinal fusion were also revealed in this study. It was also suggested that HA showed suitability as a carrier for E.BMP-2. Thus, E.BMP-2 with an HA carrier can be an alternative bone graft material in spinal fusion.

      Acknowledgments

      This study was supported by a research grant for clinical studies from CGBio Inc/BioAlpha Inc (Gyeonggi-do, Korea).

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